AMF Position DOC-2021-04 on compliance function requirements: a long-awaited clarification since the entry into force of MiFID II – Bulletin Joly Bourse, July 2021

 

In its position of 3 June 2021, the AMF states that it applies all the guidance issued by ESMA on “certain aspects of MiFID II relating to the requirements of the compliance function” and published on 6 April 2021. This guidance complements, clarifies or simply confirms the guidance issued on 25 June 2012 in the light of MiFID II and its Delegated Regulation.

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Our last publications

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Anne Toupenay-Schueller and Ali Baydoun are annual contributors to Lexology’s “Distressed M&A” Guide. The 2025 guide focuses on : Market context and legal framework Transaction structures and sales processes Due diligence Valuation and financing Documentation Regulatory and judicial approvals Dispute resolution News and trends Read article : here

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Fintech: how is the world shaping the financial innovation industry? (2024) – IBA Banking & Financial Law Committee – France

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Paris | CAPITAL MARKETS AND STOCK EXCHANGE LAW | STOCK MARKET LITIGATION | CORPORATE CRIMINAL LAW

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